Gary J. Kovach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Joseph Kovach was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1974. Gary had worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, Series 82TO, SIE, PC, Series 1, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 22, 2019 - July 2, 2024
BRIGHTON SECURITIES CORP.
October 22, 2019 - July 2, 2024
BRIGHTON SECURITIES CORP.
August 15, 2006 - October 22, 2019
KOVACK ADVISORS, INC.
February 10, 2006 - August 15, 2006
KOVACK SECURITIES INC.
January 27, 2006 - October 22, 2019
KOVACK SECURITIES INC.
February 8, 2001 - February 9, 2006
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - February 9, 2006
CITIGROUP GLOBAL MARKETS INC.
June 30, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
February 24, 1986 - May 30, 1989
RONEY & CO. L.L.C.
September 26, 1978 - March 21, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 1, 1974 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
BRIGHTON SECURITIES CORP.
CRD#: 3875 / SEC#: 801-62276, 8-14599
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsPC
Date: 6/19/1986
AMEX Put and Call ExamSeries 1
Date: 6/26/1974
Registered Representative ExaminationSeries 8
Date: 5/5/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BRIGHTON SECURITIES CORP.
CRD#: 3875 / SEC#: 801-62276, 8-14599
Contact information
SEC notice filing (21 States and Territories)
FINRA licenses (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,384 |
| AUM (Assets Under Management) | $ 986,154,864 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/02/2025 | ||
| 03/01/2024 | ||
| 03/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
