Gautam Kakodkar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gautam Kakodkar, who also goes by Gautam Shiv Kakodkar, was a registered financial professional .
Gautam is a previously registered financial professional and started their career in finance in 2006. Gautam had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2018 - February 14, 2024
BCW SECURITIES LLC
September 22, 2008 - March 29, 2012
BARCLAYS CAPITAL INC.
August 30, 2006 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
BCW SECURITIES LLC
CRD#: 144930 / SEC#: , 8-67685
Contact information
FINRA licenses (18 States and Territories)
Red Flags
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