Robert W. Reininga

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CRD#: 2744142

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert William Reininga, who also goes by Robert W Reininga, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1996. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert W Reininga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 24, 2007 - December 31, 2009

FREEDOM INVESTORS CORP.

RIA

CRD#: 23714

LAKE OSWEGO, OR

Past

August 1, 2006 - December 11, 2012

FREEDOM INVESTORS CORP.

CRD#: 23714

BROOKFIELD, WI

Past

March 17, 2006 - August 3, 2006

PAULSON INVESTMENT COMPANY LLC

CRD#: 5670

PORTLAND, OR

Past

April 27, 2005 - March 22, 2006

GUNNALLEN FINANCIAL, INC

CRD#: 17609

LAKE LIBERTY, WA

Past

August 9, 2002 - May 2, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SPOKANE, WA

Past

August 9, 2002 - May 2, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 4, 2000 - August 28, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BILLINGS, MT

Past

April 27, 2000 - August 28, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 3, 1999 - February 4, 2000

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

CRD#: 7404

NEW YORK, NY

Past

August 7, 1996 - October 7, 1998

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/6/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/27/2006

General Securities Principal Examination

Current Firm

FREEDOM INVESTORS CORP.

CRD#: 23714 / SEC#: 801-39223, 8-40671

Terminated by SEC on 08/27/2017

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Contact information

Main Address

333 Bishops Way, Ste 154, Brookfield, WI 53005

Mailing Address

Phone number

Established

Wisconsin since 11/25/1988

Firm type

Corporation

Fiscal year end

June

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
FREEDOM SECURITIES INC	SHAREHOLDER
BLUMENSCHEIN, JOEL REID	PRESIDENT	1372334
BLUMENSCHEIN, JOEL REID	CHIEF EXECUTIVE OFFICER	1372334
RASTALL, LORI LEA	CHIEF COMPLIANCE OFFICER	4023335

Disclosures

Regulatory Event	4
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert W. Reininga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FREEDOM INVESTORS CORP.

PAULSON INVESTMENT COMPANY LLC

GUNNALLEN FINANCIAL, INC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/1996

Series 63

Date: 8/14/1996

Series 7

Date: 8/6/1996

Series 24

Date: 12/27/2006

Current Firm

FREEDOM INVESTORS CORP.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FREEDOM INVESTORS CORP.

TRUST BUT VERIFY

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