Christopher J. Mcclellan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Mcclellan, who also goes by Christopher J. Mcclellan, Christopher Mcclellan, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1997. Christopher had worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1997 - June 1, 2012
VAN STRUM & TOWNE INC
Primary Firm SEC Registration
VAN STRUM & TOWNE INC
CRD#: 106228 / SEC#: 801-11816
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/7/1996
Non-Member General Securities ExaminationCurrent Firm
VAN STRUM & TOWNE INC
CRD#: 106228 / SEC#: 801-11816
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 267 |
| AUM (Assets Under Management) | $ 429,922,078 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/20/2025 | ||
| 10/03/2023 | ||
| 01/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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