Tony Gannacone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tony Gannacone III was a registered financial professional .
Tony is a previously registered financial professional and started their career in finance in 1996. Tony had worked at 9 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2011 - January 3, 2013
LPE SECURITIES, LLC
February 18, 2011 - September 9, 2011
1ST BRIDGEHOUSE SECURITIES, LLC
October 30, 2008 - January 16, 2009
GAR WOOD SECURITIES, LLC
November 21, 2005 - October 31, 2006
JVB FINANCIAL GROUP, LLC
November 24, 2004 - November 25, 2005
NEWEDGE FINANCIAL INC.
August 3, 2004 - November 10, 2004
STERLING FINANCIAL INVESTMENT GROUP, INC.
March 26, 2002 - March 28, 2003
D.L. CROMWELL INVESTMENTS, INC.
March 31, 1997 - December 6, 1999
LEGG MASON WOOD WALKER, INCORPORATED
September 26, 1996 - March 20, 1997
FERRIS, BAKER WATTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/16/2002
Limited Representative-Equity Trader ExamCurrent Firm
LPE SECURITIES, LLC
CRD#: 117851 / SEC#: , 8-53609
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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