Salvatore Lionti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore Lionti, who also goes by Sal Lionti, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1996. Salvatore had worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2022 - May 12, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
December 3, 2021 - May 2, 2022
FIDELITY BROKERAGE SERVICES LLC
January 5, 2018 - January 9, 2020
MAXIM GROUP LLC
June 13, 2016 - January 10, 2018
THE VERTICAL GROUP
September 18, 2014 - June 20, 2016
PRUCO SECURITIES, LLC.
June 19, 2012 - June 3, 2014
CANACCORD GENUITY LLC
March 26, 2012 - March 29, 2012
CANACCORD GENUITY LLC
August 10, 2007 - September 27, 2012
CANACCORD GENUITY SECURITIES LLC
November 10, 2006 - August 10, 2007
COLLINS STEWART INC.
January 8, 2005 - December 5, 2006
TULLETT PREBON FINANCIAL SERVICES LLC
March 15, 2004 - January 21, 2005
BURLINGTON CAPITAL MARKETS INC.
March 1, 2002 - April 19, 2002
ABN AMRO INCORPORATED
February 6, 1997 - March 1, 2002
ABN AMRO SECURITIES LLC
June 19, 1996 - August 13, 1996
WINDSOR STREET CAPITAL, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/22/2004
Limited Representative-Equity Trader ExamCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
