David E. Mcintire
Professional summary
David Eugene Mcintire was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
David is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, David had worked at 3 firms, which includes GUNNALLEN FINANCIAL INC, BROOKSTREET SECURITIES CORPORATION, CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2007 - June 30, 2008
GUNNALLEN FINANCIAL, INC
July 19, 2007 - June 30, 2008
GUNNALLEN FINANCIAL, INC
January 11, 2006 - July 20, 2007
BROOKSTREET SECURITIES CORPORATION
July 11, 1996 - November 15, 2005
CITIGROUP GLOBAL MARKETS INC.
July 8, 1996 - November 15, 2005
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
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