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David Eugene Mcintire

CRD# 2743679·Registered 1996 - 2008
Barred: David Eugene Mcintire was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

David Eugene Mcintire was a registered financial advisor. David was a previously registered financial advisor and started their career in finance 1996 - 2008. David had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

GUNNALLEN FINANCIAL, INC·CRD# 17609
RIA
Sarasota, FL
August 23, 2007 - June 30, 2008
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Sarasota, FL
July 19, 2007 - June 30, 2008
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
Sarasota, FL
January 11, 2006 - July 20, 2007
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Sarasota, FL
July 11, 1996 - November 15, 2005
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
July 8, 1996 - November 15, 2005

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Current Firm

GF
GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC | NAPEX FINANCIAL CORPORATION | NAPEX FINANCIAL CORP. | GUNNALLEN WEALTH MANAGEMENT

CRD#: 17609 / SEC#: 8-35508
BD
Terminated by SEC on 06/11/2010

Contact Information

Established

Florida since 01/15/1986

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GUNNALLEN HOLDINGS, INC.SHAREHOLDER—
DANIELS, KEVIN CHRISTIANEVP OF TRADING, CHIEF COMPLIANCE OFFICER2041956
KRAUS, FREDERICK OSCAR JRPRESIDENT, CFO, FINOP1393886

Disclosures

Regulatory Event

17

Arbitration

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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