Lars P. Ekstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lars Paul Ekstrom was a registered financial professional .
Lars is a previously registered financial professional and started their career in finance in 1998. Lars had worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 62, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2011 - July 17, 2025
AUGEO ADVISORS, LLC
August 3, 2010 - April 1, 2011
INNOVATION CAPITAL, LLC
June 19, 2008 - February 24, 2010
LAZARD MIDDLE MARKET LLC
December 10, 2007 - July 23, 2008
LAZARD FRERES & CO. LLC
February 13, 2002 - July 23, 2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC.
April 15, 1998 - March 5, 2001
GREIF & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 4/13/1998
Corporate Securities Limited Representative ExaminationCurrent Firm
AUGEO ADVISORS, LLC
CRD#: 154881 / SEC#: , 8-68679
Contact information
Documents
Red Flags
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