David M. Hudzik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Mark Hudzik was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2005 - July 7, 2016
LEGEND SECURITIES, INC.
May 22, 2003 - April 11, 2005
NEW YORK GLOBAL SECURITIES, INC.
November 9, 2001 - June 4, 2003
VFINANCE INVESTMENTS, INC
April 2, 2001 - November 9, 2001
BLUESTONE CAPITAL CORP.
February 27, 2001 - March 28, 2001
TRADE.COM ONLINE SECURITIES, INC.
January 5, 2001 - February 28, 2001
PURSHE KAPLAN STERLING INVESTMENTS
January 26, 1998 - October 11, 2000
LCP CAPITAL CORP.
July 3, 1996 - January 29, 1998
NICHOLS, SAFINA, LERNER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEGEND SECURITIES, INC.
CRD#: 44952 / SEC#: , 8-50886
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Arbitration | 14 |
Red Flags
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