Ronald C. Berge
Professional summary
Ronald C Berge, who also goes by Ronald Cale Berge Jr, is a registered financial professional currently at FORESIDE FUNDS DISTRIBUTORS LLC located in Portland, Maine and FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1996. Ronald has worked at 17 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald C Berge's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 1999 - Present
FORESIDE FUNDS DISTRIBUTORS LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101June 12, 2012 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101January 13, 2014 - Present
IMST DISTRIBUTORS, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101November 21, 2016 - Present
FUNDS DISTRIBUTOR, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101March 20, 2019 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101March 20, 2019 - October 11, 2023
COMPASS DISTRIBUTORS, LLC
November 21, 2016 - December 31, 2022
FORESIDE DISTRIBUTION SERVICES, L.P.
August 24, 2016 - August 8, 2022
FORESIDE INVESTMENT SERVICES, LLC
February 17, 2010 - June 23, 2020
FAIRHOLME DISTRIBUTORS, LLC
October 28, 2008 - December 31, 2022
FORESIDE GLOBAL SERVICES, LLC
February 22, 2006 - December 5, 2008
BLACKROCK DISTRIBUTORS, INC
February 22, 2006 - December 31, 2022
STERLING CAPITAL DISTRIBUTORS, LLC
February 22, 2006 - December 31, 2022
MGI FUNDS DISTRIBUTORS, LLC
January 8, 2001 - January 2, 2009
NORTHERN FUNDS DISTRIBUTORS, LLC
January 4, 1999 - January 26, 1999
FORESIDE FUNDS DISTRIBUTORS LLC
February 17, 1998 - December 31, 1998
FPS BROKER SERVICES, INC.
June 20, 1996 - September 22, 1997
IDS LIFE INSURANCE COMPANY
June 20, 1996 - September 22, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Company Information
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477Portland, ME 04101TRUST BUT VERIFY
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