Brian E. Sanders
Professional summary
Brian Edward Sanders was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brian is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Brian had worked at 5 firms, which includes EKN FINANCIAL SERVICES INC., ITRADEDIRECT.COM CORP, GUNNALLEN FINANCIAL INC, SEABOARD SECURITIES INC., STERLING FOSTER & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2010 - October 12, 2012
EKN FINANCIAL SERVICES INC.
June 20, 2005 - May 19, 2010
ITRADEDIRECT.COM CORP
April 22, 2002 - June 15, 2005
GUNNALLEN FINANCIAL, INC
February 24, 1997 - May 16, 2002
SEABOARD SECURITIES, INC.
May 22, 1996 - March 6, 1997
STERLING FOSTER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EKN FINANCIAL SERVICES INC.
CRD#: 113525 / SEC#: , 8-53346
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
| Arbitration | 10 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
