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JZ

Jesus Alejandro Zuniga

CRD# 2743094·Registered 1996 - 2017
Previously Registered: Being a previously registered professional could mean that Jesus is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jesus Alejandro Zuniga, who also goes by Alex Zuniga, was a registered financial advisor. Jesus was a previously registered financial professional and started their career in finance 1996 - 2017. Jesus had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alex Zuniga

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

WILBANKS SECURITIES, INC.·CRD# 40673
BD
Edinburg, TX
July 22, 2008 - October 2, 2017
MOMENTUM INDEPENDENT NETWORK INC.·CRD# 17587
BD
Edinburg, TX
January 5, 2007 - January 18, 2008
AURA FINANCIAL SERVICES, INC.·CRD# 42822
BD
Birmingham, AL
September 16, 2005 - May 22, 2006
UNITED SECURITIES ALLIANCE, INC.·CRD# 36487
BD
Greenwood Village, CO
June 18, 2003 - March 7, 2005
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
March 12, 1999 - June 13, 2003
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
November 13, 1997 - December 31, 1998
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
November 6, 1996 - November 18, 1997

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Current Firm

WS
WILBANKS SECURITIES, INC.

WILBANKS SECURITIES, INC.

CRD#: 40673 / SEC#: 8-49134
BD
Cancelled by SEC on 06/19/2018

Contact Information

Established

Oklahoma since 03/01/1996

Firm Type

Corporation

Fiscal Year End

December

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
WILBANKS, AARON BRONELLEPRESIDENT, CEO & CFO & CCO1983697
WILBANKS, RANDALL LEEVICE PRESIDENT2675482
SHARPE, STEVEN DANIELCO CHIEF COMPLIANCE OFFICER (CCCO)2359155

Disclosures

Regulatory Event

12

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 1996About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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