Gregory W. Prospero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Wesson Prospero was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1996. Gregory had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2009 - December 31, 2016
BRIGHTLINE INVESTMENT ADVISORS
August 17, 2007 - July 2, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 6, 2007 - July 2, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 27, 1996 - September 10, 1996
THE TRANSPORTATION GROUP (SECURITIES) LIMITED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BRIGHTLINE INVESTMENT ADVISORS
CRD#: 151283 / SEC#:
Contact information
Red Flags
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