Paul A. Spray
Professional summary
Paul Anthony Spray was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Paul is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Paul had worked at 5 firms, which includes SUNSTATE EQUITY TRADING, PALM STATE EQUITIES INC., FIRST SOUTHEASTERN SECURITIES GROUP INCORPORATED, JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY, SIGNATOR INVESTORS INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 1999 - November 8, 2000
SUNSTATE EQUITY TRADING
November 6, 1998 - December 1, 1999
PALM STATE EQUITIES, INC.
March 31, 1998 - April 22, 1998
PALM STATE EQUITIES, INC.
May 29, 1997 - April 21, 1998
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
May 28, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 28, 1996 - May 14, 1997
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUNSTATE EQUITY TRADING
CRD#: 43571 / SEC#: , 8-50317
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
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