KL
Kenneth D. Loebel
MADISON AVENUE SECURITIES
Fontana, WI
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CRD#: 2742324
KL
Professional summary
Kenneth David Loebel, who also goes by Ken Loebel, Kenneth D Loebel, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Fontana, Wisconsin.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kenneth has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ken Loebel | Kenneth D Loebel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/2013; KENNETH D. LOEBEL DBA PERSONAL INCOME SOLUTIONS; SOLE PROPRIETOR; INDEPENDENT INSURANCE AGENT/PRODUCER; AFFILIATES WITH WAYNE MESSMER & ASSOCIATES; VARIOUS CARRIERS; SALES OF LIFE/HEALTH INSURANCE, LTC, FIXED ANNUITIES, FIXED INDEXED ANNUITIES; INVESTMENT RELATED: YES; 30% OF TIME; FROM 5550 W. TOUHY AVE, SUITE 203A, SKOKIE, IL 60077. 2. 11/2013 KDL HOLDINGS LLC.; OWNER; LLC ENTITY FOR TAX PURPOSES ONLY; 1% OF TIME; INVESTMENT RELATED: NO; FROM 5550 W. TOUHY AVE, SUITE 203A, SKOKIE, IL 60077. 3. 09/2015;JUDSON UNIVERSITY; CONTRACT EMPLOYEE; ADJUNCT FACULTY INSTRUCTOR FOR JUDSON UNIVERSITY; NOT INVESTMENT-RELATED; 8 HRS PER MONTH; 0 HRS DURING TRADING HRS;SERVE AS AN ADJUNCT FACULTY TO PRESENT COURSE MATERIAL TO UNDERGRADUATE STUDENTS FOR VARIOUS COURSES IN THE SCHOOL OF BUSINESS; FROM 1151 N. STATE STREET, ELGIN IL 60123. 4. 11-1/2017;INDEPENDENT CONSULTANT; COMPLIANCE; SUPERVISING PRINCIPAL FOR MADISON AVENUE SECURITIES; INVESTMENT-RELATED; 48 HRS PER MONTH; 48 HRS DURING TRADING HRS; FROM 5550 W. TOUHY AVE, SUITE 203A, SKOKIE, IL 60077 5. NAME:SHIRLEY LOEBEL ESTATE; INV RELATED:I WOULD WORK WITH MY SISTER TO MANAGE ESTATE AS NECESSARY; ADDRESS: Bradenton, FL 34205; NATURE: FAMILY MEMBER ASK ME TO BE AVAILABLE W/ POA IN CASE OF EMERGENCY; POSITION:TO BE AVAILABLE WITH POWER OF ATTORNEY IN EVER SHE BECOMES INCAPACITATED; START DATE:3/1/2018; HOURS/MONTH:0; TRADING HOURS/MONTH:0; DUTIES:TO SERVE MY MOM'S ESTATE AND HELP TO MANAGE AFFAIRS IF SHE BECAME INCAPACITATED. 6. NAME: MUSICIAN; INV RELATED:NO; ADDRESS:; NATURE:PERFORM MUSIC; POSITION:KEYBOARDIST/MUSICIAN; START DATE:3/1/2018; HOURS/MONTH: 4-8; TRADING HOURS/MONTH:0; DUTIES:PLAY KEYBOARDS AND MUSICAL INSTRUMENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth David Loebel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kenneth David Loebel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2013 - Present
MADISON AVENUE SECURITIES, LLC
Office #2: 13500 Evening Creek Dr N #555, San Diego, CA 92128Office #3: 5550 W Touhy Ave Suite 203a, Skokie,, IL 60077RIA
BD
CRD#: 23224
Fontana, WI
Current
October 22, 2013 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 13500 Evening Creek Dr N #555, San Diego, CA 92128Office #2: 5550 W Touhy Ave Suite 203a, Skokie,, IL 60077RIA
BD
CRD#: 23224
San Diego, CA
Past
January 18, 2011 - October 4, 2013
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
BURR RIDGE, IL
Past
January 18, 2011 - October 4, 2013
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
BURR RIDGE, IL
Past
August 13, 2004 - January 19, 2011
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
OLYMPIA FIELDS, IL
Past
May 21, 2004 - January 19, 2011
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
OLYMPIA FIELDS, IL
Past
October 9, 2001 - April 30, 2004
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
AURORA, IL
Past
September 18, 2001 - April 30, 2004
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Past
April 5, 1999 - September 6, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
August 3, 1996 - April 20, 1999
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/9/2023)
RR
California(7/14/2021)
RR
Colorado(7/15/2021)
RR
Florida(1/3/2020)
RR
Illinois(10/22/2013)
IAR
Illinois(10/22/2013)
RR
Nebraska(1/14/2015)
RR
Washington(11/1/2021)
RR
Wisconsin(9/24/2024)
IAR
Wisconsin(9/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
