Christopher Ginas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Ginas, who also goes by Chris Ginas, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1996. Christopher had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2015 - August 17, 2015
PHX FINANCIAL, INC.
April 4, 2013 - May 21, 2013
JOHN THOMAS FINANCIAL
August 27, 2012 - March 19, 2013
ROCKWELL GLOBAL CAPITAL LLC
April 27, 2010 - August 17, 2012
EKN FINANCIAL SERVICES INC.
June 20, 2005 - May 4, 2010
ITRADEDIRECT.COM CORP
April 18, 2002 - June 15, 2005
GUNNALLEN FINANCIAL, INC
February 6, 1997 - May 16, 2002
SEABOARD SECURITIES, INC.
September 10, 1996 - February 11, 1997
PRESTON LANGLEY ASSET MANAGEMENT, INC.
August 7, 1996 - September 20, 1996
SEABOARD SECURITIES, INC.
May 29, 1996 - August 14, 1996
STERLING FOSTER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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