GG
Gary K. Greensage
SYMPHONY FINANCIAL, LTD. CO.
TOMBALL, TX 77377
Some features on this profile are disabled
CRD#: 2742225
GG
Professional summary
Gary Keith Greensage is a registered financial advisor currently at SYMPHONY FINANCIAL, LTD. CO. located in Tomball, Texas and LPL FINANCIAL LLC located in Tomball, Texas.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gary has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 05/25/2004 - No Business Name - Investment Related - Non-Variable Insurance 2. 3/3/2010 - The Greensage Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 100%. 3. 10/5/2010 - Gary K. Greensage, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 100%. 4. 08/27/2014 - The Greensage Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 07/15/2014 - 160 Hours Per Month/160 Hours During Securities Trading 5. 6/30/2017 - Port Mansfield LLC - Not Investment Related - 331 Harbour Drive Port Mansfield, TX 78598 - Business Entity For Tax/Investment Purposes Only - Started 12/09/2009 - 0 Hours Per Month - This is a vacation home and the LLC is for asset protection only. 6. 11/13/2018 - Symphony Financial, Ltd. Co. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 07/15/2014 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Symphony Financial Ltd. Co., an independent investment advisor firm. I started this business activity in 07/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/21/2022 - Un Tiro Guides & Outfitters - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Partner - Start Date - 01/01/2023 - 4 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Gary Keith Greensage's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2014 - Present
SYMPHONY FINANCIAL, LTD. CO.
Office #1: 18230 North Eldridge Parkway, Tomball, TX 77377RIA
CRD#: 171816
TOMBALL, TX
Current
May 19, 2004 - Present
LPL FINANCIAL LLC
Office #1: 18230 N. Eldridge Pkwy, Tomball, TX 77377-8014RIA
BD
CRD#: 6413
Tomball, TX
Past
January 29, 2021 - April 1, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOUSTON, TX
Past
May 19, 2004 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
HOUSTON, TX
Past
September 4, 1996 - June 2, 2004
WS GRIFFITH SECURITIES, INC.
RIA
CRD#: 10410
HOUSTON, TX
Past
September 4, 1996 - June 2, 2004
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SYMPHONY FINANCIAL, LTD. CO.
ACROPOLIS CAPITAL PARTNERS | THE GREENSAGE GROUP | SYMPHONY FINANCIAL, LTD. CO. | SHANK WEALTH MANAGEMENT | INSIGHT WEALTH MANAGEMENT | IIE FINANCIAL | DOGWOOD CAPITAL ADVISORS | CROSSPOINT WEALTH MANAGEMENT | BOLLICH & BURGOYNE | AVIATION RETIREMENT STRATEGIES/PRIVATE WEALTH MANAGEMENT | AVIATION RETIREMENT STRATEGIES | ARS PRIVATE WEALTH | APEX WEALTH & RISK MANAGEMENT
CRD#: 171816 / SEC#: 801-79989
RIA
Registered Investment Advisory firm - (6/30/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(5/19/2004)
IAR
Texas(7/15/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SYMPHONY FINANCIAL, LTD. CO.
ACROPOLIS CAPITAL PARTNERS | THE GREENSAGE GROUP | SYMPHONY FINANCIAL, LTD. CO. | SHANK WEALTH MANAGEMENT | INSIGHT WEALTH MANAGEMENT | IIE FINANCIAL | DOGWOOD CAPITAL ADVISORS | CROSSPOINT WEALTH MANAGEMENT | BOLLICH & BURGOYNE | AVIATION RETIREMENT STRATEGIES/PRIVATE WEALTH MANAGEMENT | AVIATION RETIREMENT STRATEGIES | ARS PRIVATE WEALTH | APEX WEALTH & RISK MANAGEMENT
CRD#: 171816 / SEC#: 801-79989
RIA
Registered Investment Advisory firm - (6/30/2014 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4295 San Felipe Suite 300, Houston, TX 77027
Mailing Address
Phone number
(281) 272-6800
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,324 |
| AUM (Assets Under Management) | $ 1,093,185,695 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SYMPHONY FINANCIAL, LTD. CO.
CRD#: 171816Tomball, TX 77377TRUST BUT VERIFY
Monitor Gary Greensage
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
