Penny G. Flippen
Professional summary
Penny Gail Flippen was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Penny is a previously registered financial professional and started their career in finance in 1998. Prior to being barred, Penny had worked at 2 firms, which includes SOUTHPORT CAPITAL, AVANTAX INVESTMENT SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2014 - August 26, 2021
SOUTHPORT CAPITAL
February 17, 1998 - September 26, 2013
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SOUTHPORT CAPITAL
CRD#: 113364 / SEC#: 801-60356
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,003 |
| AUM (Assets Under Management) | $ 729,563,934 |
Red Flags
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