Brian W. Leach
EVANS CAPITAL MANAGEMENT ASSOCIATES
Bellevue, WA 98006
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CRD#: 2741682
Professional summary
Brian William Leach, CFP® is a registered financial advisor currently at EVANS CAPITAL MANAGEMENT ASSOCIATES located in Bellevue, Washington.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Notary; Investment Related: Yes; Address: 3535 Factoria Blvd SE, #120 Bellevue WA 98006; Start Date: 03/08/2018; Approximate number of hours/month: 1; Hours during trading hours: 0 2)Power of Attorney - William Leach; Investment Related: Yes; Address: 3535 Factoria Blvd SE, #120 Bellevue WA 98006; Start Date: 04/14/2023; Approximate number of hours/month: 1; Hours during trading hours: 0 3)Co-Trustee - William Leach Revocable Living Trust; Investment Related: Yes; Address: 3535 Factoria Blvd SE, #120 Bellevue WA 98006; Start Date: 06/13/2023; Approximate number of hours/month: 1; Hours during trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Brian William Leach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
October 30, 2020 - Present
EVANS CAPITAL MANAGEMENT ASSOCIATES
Office #1: 3535 Factoria Blvd Se Suite 120, Bellevue, WA 98006RIA
CRD#: 110699
Bellevue, WA
Past
January 4, 2010 - May 20, 2019
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
BELLEVUE, WA
Past
June 26, 2000 - January 6, 2010
OSAIC WEALTH, INC.
BD
CRD#: 23131
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EC
EVANS CAPITAL MANAGEMENT ASSOCIATES
EVANS CAPITAL MANAGEMENT ASSOCIATES | R.L. EVANS CO. INC. | EVANS R L CO INC
CRD#: 110699 / SEC#: 801-111918
RIA
Registered Investment Advisory firm - (10/31/2017 Approved)Texas
Registered Investment Advisory firm - (11/10/2017 Terminated)Washington
Registered Investment Advisory firm - (11/29/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(10/30/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EC
EVANS CAPITAL MANAGEMENT ASSOCIATES
EVANS CAPITAL MANAGEMENT ASSOCIATES | R.L. EVANS CO. INC. | EVANS R L CO INC
CRD#: 110699 / SEC#: 801-111918
RIA
Registered Investment Advisory firm - (10/31/2017 Approved)Texas
Registered Investment Advisory firm - (11/10/2017 Terminated)Washington
Registered Investment Advisory firm - (11/29/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3535 Factoria Blvd Se Suite 120, Bellevue, WA 98006
Mailing Address
Phone number
(425) 455-0501
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,040 |
| AUM (Assets Under Management) | $ 544,995,366 |
Red Flags
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