Pablo J. Ceballos

WE FAMILY OFFICES

GREENWICH, CT

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CRD#: 2741631

Professional summary

Pablo Jose Ceballos, who also goes by Pablo Ceballos, is a registered financial advisor currently at WE FAMILY OFFICES located in Greenwich, Connecticut.

Pablo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Pablo has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pablo Ceballos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pablo Jose Ceballos's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2011 - Present

WE FAMILY OFFICES

RIA

CRD#: 109869

GREENWICH, CT

Past

March 16, 2011 - January 15, 2013

GFO ADVISORY SERVICES, LLC

RIA

CRD#: 109278

GREENWICH, CT

Past

May 30, 2000 - June 3, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 18, 1996 - September 3, 1999

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WE FAMILY OFFICES

CRD#: 109869 / SEC#: 801-60025

RIA

Registered Investment Advisory firm - (2/14/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/16/2011)

IAR

Florida
(7/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/14/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/24/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

WE FAMILY OFFICES

CRD#: 109869 / SEC#: 801-60025

RIA

Registered Investment Advisory firm - (2/14/2001 Approved)

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Contact information

Main Address

2811 Ponce De Leon Blvd Suite 840, Coral Gables, FL 33134

Mailing Address

Phone number

(305) 825-2225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WE FAMILY OFFICES FORM ADV 2A BROCHURE 3-31-2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 15,364,800,717

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pablo J. Ceballos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pablo Jose Ceballos's CRS (Customer Relationship Summary).

Certified licenses

Experience

GFO ADVISORY SERVICES, LLC

J.P. MORGAN SECURITIES INC.

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

WE FAMILY OFFICES

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2011

Series 63

Date: 6/25/1996

Series 7

Date: 5/14/1996

Series 9

Date: 1/24/2005

Current Firm

WE FAMILY OFFICES

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WE FAMILY OFFICES

TRUST BUT VERIFY

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