DA
David R. Ameden
MONECO ADVISORS
Fairfield, CT 06824
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CRD#: 2741615
DA
Professional summary
David Reed Ameden, who also goes by David R Ameden, is a registered financial advisor currently at MONECO ADVISORS located in Fairfield, Connecticut and LPL FINANCIAL LLC located in Fairfield, Connecticut.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David R Ameden
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 11/27/2013 - REAL ESTATE RENTAL - 1/6TH OWNER OF A HOME WE INHERITED FROM PARENTS THAT WE RENT OUT - 1% OF TIME SPENT - FAIRFIELD, CT (2) 12/03/2013 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - MONECO ADVISORS - FAIRFIELD, CT (3) 11/26/2014: REGISTERED INVESTMENT ADVISOR HYBRID - MONECO ADVISORS, LLC - STARTED 07/22/2014 - INVESTMENT RELATED - 120 HOURS PER MONTH/5 HOURS DURING TRADING - FAIRFIELD, CT. (4) 3/1/2018 - Moneco Advisors, LLC - DBA: (Hybrid) MONECO Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start date:01/2013 - 8 Hours Per Month - Time Spent 5% - I provide investment advisory services through Moneco Advisors, LLC, an independent investment advisor firm. I started this business activity in 01/2013. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 09/05/2025- MONECO Insurance, LLC- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/01/2025- 1 Hour Per Month- 1 Hour During Trading
CRS (Client Relationship Summary) - RIA
Click below to view David Reed Ameden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2014 - Present
MONECO ADVISORS
Office #1: 2150 Post Road, Suite 201, Fairfield, CT 06824RIA
CRD#: 171922
Fairfield, CT
Current
May 15, 1996 - Present
LPL FINANCIAL LLC
Office #1: 2150 Post Rd, Ste 201, Fairfield, CT 06824RIA
BD
CRD#: 6413
Fairfield, CT
Past
January 28, 2005 - August 11, 2014
MONECO
RIA
CRD#: 112873
FAIRFIELD, CT
Past
September 24, 2003 - December 31, 2004
MONECO
RIA
CRD#: 112873
SOUTHPORT, CT
Past
February 26, 1997 - December 23, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
FAIRFIELD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
Registered Investment Advisory firm - (7/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/17/2011)
RR
Connecticut(7/18/1996)
IAR
Connecticut(9/5/2014)
RR
Florida(10/13/2004)
RR
Georgia(8/14/2002)
RR
Massachusetts(6/19/2023)
RR
New Jersey(5/10/2023)
RR
New York(5/9/1997)
RR
Ohio(8/28/2000)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MONECO ADVISORS
ACORN CONSULTING | WILLOW | ROCCO & ASSOCIATES WEALTH MANAGEMENT | MONECO WESTCHESTER | MONECO NEW CANAAN | MONECO BERKSHIRES | MONECO BERGEN COUNTY | MONECO ADVISORS, LLC | MONECO ADVISORS | LICHTENSTEIN AT MONECO | LICHENSTEIN FINANCIAL
CRD#: 171922 / SEC#: 801-80027
RIA
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Contact information
Main Address
2150 Post Road, Suite 201, Fairfield, CT 06824
Mailing Address
Phone number
(203) 319-3550
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,130 |
| AUM (Assets Under Management) | $ 1,915,081,746 |
Red Flags
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