Gary Mobley
Professional summary
Gary Mobley, who also goes by Gary Wade Mobley, is a registered financial professional currently at STONEX FINANCIAL INC. located in Winter Park, Florida.
Gary is registered as a RR (Registered Representative) and started their career in finance in 2003. Gary has worked at 8 firms and has passed the Series 63, Series 65, Series 52TO, Series 22TO, Series 82TO, Series 99TO, SIE, Series 87, Series 86 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Mobley's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2026 - Present
STONEX FINANCIAL INC.
Office #1: 329 Park Avenue North Suite 350, Winter Park, FL 32789June 16, 2026 - September 1, 2026
THE BENCHMARK COMPANY, LLC
September 30, 2024 - June 15, 2026
LOOP CAPITAL MARKETS LLC
March 26, 2019 - October 4, 2024
WELLS FARGO SECURITIES, LLC
January 28, 2010 - May 7, 2019
THE BENCHMARK COMPANY, LLC
March 6, 2009 - January 22, 2010
NOBLE CAPITAL MARKETS, INC.
December 4, 2007 - December 19, 2008
PIPER SANDLER & CO.
August 19, 2005 - December 3, 2007
A. G. EDWARDS & SONS, INC.
April 11, 2003 - August 25, 2005
B. RILEY & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/1/2026)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
STONEX FINANCIAL INC.
CRD#: 45993 / SEC#: , 8-51269
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| DAVISON, STUART ANDREW | DIRECTOR; CHIEF OPERATING OFFICER | 7824576 |
| DICIOLLO, ANTHONY JOSEPH | PRESIDENT/DIRECTOR/CEO SECURITIES | 4976402 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR, CHIEF FINANCIAL OFFICER | 6505923 |
| LYON, CHARLES MARTIN | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER | 4000852 |
| MAURER, MARK L | DIRECTOR, CHIEF RISK OFFICER | 4234406 |
| PORZIO, JOSEPH JOHN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1319702 |
| SMITH, PHILIP ANDREW | DIRECTOR | 4999097 |
| SZEKELY, GIGI KLARA | CHIEF COMPLIANCE OFFICER - BD DIVISION | 2530826 |
Disclosures
| Regulatory Event | 76 |
Red Flags
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