Rawson W. Hubbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rawson Watkins Hubbell, CFP® was a registered financial professional .
Rawson is a previously registered financial professional and started their career in finance in 1996. Rawson had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2023 - November 8, 2023
POLARIS WEALTH ADVISORY GROUP
June 8, 2023 - October 1, 2024
RWA WEALTH PARTNERS
November 3, 2015 - June 1, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 21, 2015 - June 1, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 1, 2008 - October 28, 2008
VC & C CAPITAL ADVISERS, LLC
June 1, 1998 - December 14, 2000
OSAIC FA, INC.
May 22, 1996 - June 1, 1998
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
POLARIS WEALTH ADVISORY GROUP
CRD#: 158718 / SEC#: 801-72654
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,317 |
| AUM (Assets Under Management) | $ 1,508,968,850 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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