Richard J. Clement

PEBBLE MANAGEMENT GROUP

METAIRIE, LA 70002

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CRD#: 2741220

Professional summary

Richard James Clement, who also goes by Rich Clement, Richard Clement, is a registered financial advisor currently at PEBBLE MANAGEMENT GROUP located in Metairie, Louisiana.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Richard has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 3, Series 53, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rich Clement | Richard Clement

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FINRA ARBITRATOR. VARIES. PEBBLE ASSET MANAGEMENT , PRESIDENT. NFA MEMBER, CFTC REGISTERED COMMODITY POOL OPERATOR.20/MO. PEBBLE MANAGEMENT GROUP, LLC. MANAGING PARTNER. SEC RIA. 80/MO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard James Clement's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2009 - Present

PEBBLE MANAGEMENT GROUP

Office #1: 3500 N. Causeway Blvd. Suite 160, Metairie, LA 70002

RIA

CRD#: 151255

METAIRIE, LA

Past

February 21, 2008 - July 30, 2009

WEALTHHARBOR CAPITAL GROUP, LLC

RIA

CRD#: 118614

NEW ORLEANS, LA

Past

November 2, 2005 - December 31, 2009

NATALLIANCE SECURITIES, LLC

CRD#: 39455

HARAHAN, LA

Past

March 7, 2003 - October 24, 2005

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

June 13, 2000 - March 5, 2003

CAPITAL ONE INVESTMENTS, LLC

CRD#: 17526

NEW ORLEANS, LA

Past

November 10, 1998 - June 14, 2000

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

June 18, 1997 - June 30, 1998

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/24/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/20/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/17/1997

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 4/23/1996

National Commodity Futures Examination

Principal/Supervisory Exam

Series 53

Date: 9/13/2001

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/30/2001

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/27/2000

Registered Options Principal Examination

Current Firm

PEBBLE MANAGEMENT GROUP

PEBBLE MANAGEMENT GROUP | PEBBLE MANAGEMENT GROUP, LLC

CRD#: 151255 / SEC#: 801-70500

RIA

Registered Investment Advisory firm - (7/25/2012 Terminated)

Louisiana

Registered Investment Advisory firm - (6/13/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

3500 N. Causeway Blvd. Suite 160, Metairie, LA 70002

Mailing Address

Phone number

(504) 401-0179

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 15,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard J. Clement

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard James Clement's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHHARBOR CAPITAL GROUP, LLC

NATALLIANCE SECURITIES, LLC

PAN-AMERICAN FINANCIAL ADVISERS

CAPITAL ONE INVESTMENTS, LLC

THE HUNTINGTON INVESTMENT COMPANY

INTERNATIONAL ASSETS ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/2008

Series 63

Date: 6/20/1997

Series 7

Date: 6/17/1997

Series 3

Date: 4/23/1996

Series 53

Date: 9/13/2001

Series 24

Date: 7/30/2001

Series 4

Date: 6/27/2000

Current Firm

PEBBLE MANAGEMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEBBLE MANAGEMENT GROUP

TRUST BUT VERIFY

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