Christopher J. Motta
Professional summary
Christopher John Motta, who also goes by Chris J Motta, Chris Motta, Christopher J Motta, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York and WORLD EQUITY GROUP, INC. located in Schaumburg, Illinois.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Motta's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 7, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207April 1, 2026 - Present
WORLD EQUITY GROUP, INC.
Office #1: 425 N Martingale Rd Suite 1220, Schaumburg, IL 60173December 6, 2013 - March 5, 2014
PRIME CAPITAL SERVICES, INC.
November 22, 2013 - December 15, 2020
NATIONAL SECURITIES CORPORATION
March 27, 2012 - November 22, 2013
PRIME CAPITAL SERVICES, INC.
January 16, 1998 - June 24, 2011
PRIME CAPITAL SERVICES, INC.
January 16, 1997 - July 18, 1997
INVESTORS ASSOCIATES, INC.
October 4, 1996 - December 16, 1996
SMITH, BENTON & HUGHES, INC.
May 31, 1996 - August 15, 1996
S. D. COHN & CO., INC.
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2026)
(12/7/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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