Sidney Stregosky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sidney Stregosky was a registered financial professional .
Sidney is a previously registered financial professional and started their career in finance in 1996. Sidney had worked at 2 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2008 - February 19, 2015
CITATION FINANCIAL GROUP, L.P.
May 22, 1996 - October 25, 2007
MCFADDEN, FARRELL & SMITH, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITATION FINANCIAL GROUP, L.P.
CRD#: 28305 / SEC#: , 8-43632
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITATION MANAGEMENT GROUP INC. | CORPORATE GENERAL PARTNER | |
| JMX OF WESTERN NEW YORK, INC. | CORPORATE LIMITED PARTNER | |
| MILLAR, DOUGLAS MACARTHUR | CHIEF COMPLIANCE OFFICER | 1631198 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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