Gregory Malcolm Mcleod
Professional Summary
Gregory Malcolm Mcleod, who also goes by Greg Mcleod, is a registered financial advisor currently at NFSG CORPORATION located in Boca Raton, Florida and NEWBRIDGE SECURITIES CORPORATION located in Boca Raton, Florida. Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Gregory has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Greg Mcleod
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Years of Experience
30 years in the financial services industry
Current & Past Employments
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Current Firm
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
Contact Information
Main Address
1200 North Federal Highway Suite 400, Boca Raton, FL 33432Phone Number
(954) 334-3450# of Employees
89SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
3,607AUM (Assets Under Management)
$1,082,643,515Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
(5/1/2024)
(1/17/2002)
(6/21/2013)
(1/17/2002)
(7/20/2006)
(10/13/2005)
(1/17/2002)
(11/2/2005)
(11/12/2003)
(8/30/2005)
(6/3/2008)
(10/27/2009)
(8/18/2016)
(1/14/2019)
(5/30/2008)
(1/17/2002)
(11/10/2003)
(1/17/2002)
(1/19/2018)
(1/8/2008)
(2/7/2008)
(1/7/2019)
(4/27/2006)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Malcolm Mcleod's CRS (Customer Relationship Summary).
Similar Advisors
OSAIC WEALTH, INC.
DAYMARK WEALTH PARTNERS, LLC
SOUND INCOME STRATEGIES, LLC
EQUITABLE ADVISORS, LLC
