Alvaro A. Marangoni

FLORIDA FINANCIAL ADVISORS

Orlando, FL 32803-3264

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CRD#: 2741092

Professional summary

Alvaro Augusto Marangoni is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in Orlando, Florida.

Alvaro is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Alvaro has worked at 5 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvaro Augusto Marangoni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2026 - Present

FLORIDA FINANCIAL ADVISORS, LLC

Office #1: 800 N Magnolia Ave Floor 07, Orlando, FL 32803-3264

RIA

CRD#: 288811

Orlando, FL

Past

September 29, 2003 - March 25, 2013

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

June 12, 2000 - September 23, 2003

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

September 24, 1997 - May 31, 2000

ROBERT FLEMING INC.

CRD#: 1711

NEW YORK, NY

Past

September 26, 1996 - June 24, 1998

FATOR SECURITIES, LLC

CRD#: 38897

WILTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276

RIA

Registered Investment Advisory firm - (2/3/2023 Approved)

Florida

Registered Investment Advisory firm - (2/8/2023 Terminated)

Georgia

Registered Investment Advisory firm - (3/20/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (2/8/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (2/10/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/9/2023 Terminated)

Texas

Registered Investment Advisory firm - (2/8/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/2026

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 11/16/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/28/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/10/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/10/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/30/1996

General Securities Representative Examination

Current Firm

FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276

RIA

Registered Investment Advisory firm - (2/3/2023 Approved)

Florida

Registered Investment Advisory firm - (2/8/2023 Terminated)

Georgia

Registered Investment Advisory firm - (3/20/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (2/8/2023 Terminated)

North Carolina

Registered Investment Advisory firm - (2/10/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (2/9/2023 Terminated)

Texas

Registered Investment Advisory firm - (2/8/2023 Terminated)

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Contact information

Main Address

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634

Mailing Address

Phone number

(813) 333-1683

Established

Firm type

Fiscal year end

# of Employees

465

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,769
AUM (Assets Under Management)	$ 317,826,011

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Alvaro A. Marangoni

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alvaro Augusto Marangoni's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY & CO. LLC

GOLDMAN SACHS & CO. LLC

ROBERT FLEMING INC.

FATOR SECURITIES, LLC

Primary Firm SEC Registration

FLORIDA FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/2026

Series 66

Date: 11/16/2023

Series 63

Date: 6/28/1996

SIE

Date: 8/10/2024

Series 3

Date: 2/10/2003

Series 7

Date: 5/30/1996

Current Firm

FLORIDA FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

FLORIDA FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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