Christopher P. Moore
Professional summary
Christopher Paul Moore is a registered financial professional currently at CJS SECURITIES, INC. located in White Plains, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1996. Christopher has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 86, Series 87, Series 7 and Series 16 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Paul Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2016 - Present
CJS SECURITIES, INC.
Office #1: 50 Main Street Suite 325, White Plains, NY 10606Office #2: 50 Main Street Suite 325, White Plains, NY 10606October 23, 2006 - January 5, 2016
DINOSAUR FINANCIAL GROUP, L.L.C
April 14, 1998 - October 13, 1998
W.J. NOLAN & COMPANY, INC.
June 4, 1996 - April 14, 1998
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/6/2017)
(1/6/2017)
(1/21/2016)
(1/6/2017)
(1/10/2019)
(1/6/2017)
(1/21/2016)
(1/6/2017)
(1/6/2017)
(1/10/2019)
(1/21/2016)
(1/21/2016)
(1/9/2017)
(1/6/2017)
(1/6/2017)
(1/10/2019)
(1/6/2017)
(1/6/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CJS SECURITIES, INC.
CRD#: 44823 / SEC#: , 8-50853
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAGODA, LEE M. | RESEARCH ANALYST / SHAREHOLDER | 4986879 |
| LABICK, ROBERT JAMES | PRESIDENT | 2071988 |
| MOORE, DANIEL JOSEPH | RESEARCH ANALYST / SHAREHOLDER | 2614723 |
| SOLOW, LAWRENCE SCOTT | RESEARCH ANALYST / SHAREHOLDER | 2511217 |
| STRAUZER, CHARLES S | CHIEF COMPLIANCE OFFICER | 2266794 |
| TANWANTENG, JONATHAN E. | RESEARCH ANALYST / SHAREHOLDER | 4886441 |
| URSANER, ARNOLD | SHAREHOLDER | 451922 |
| WETCHLER, BENJAMIN MARK | FINOP AND CHIEF FINANCIAL OFFICER | 4459166 |
Disclosures
| Regulatory Event | 1 |
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