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JW

John Wilson Wray

CRD# 2740959·Registered 1996 - 2012
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Wilson Wray, who also goes by John Wilson Wray, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1996 - 2012. John had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Wilson Wray

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

FINTEGRA, LLC·CRD# 16741
BD
Green Forest, AR
January 4, 2008 - September 28, 2012
UMB FINANCIAL SERVICES, INC.·CRD# 17073
RIA
Harrison, AR
June 26, 2007 - December 31, 2007
UMB FINANCIAL SERVICES, INC.·CRD# 17073
BD
Harrison, AR
March 8, 2000 - December 31, 2007
GUARANTY BROKERAGE SERVICES, INC.·CRD# 23302
BD
St. Cloud, MN
January 12, 1998 - April 28, 2000
FIRST FINANCIAL BROKERAGE SERVICES, INC.·CRD# 43663
BD
Harrison, AR
December 4, 1997 - December 18, 1997
FSC SECURITIES CORPORATION·CRD# 7461
BD
Atlanta, GA
February 4, 1997 - October 17, 1997
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Windsor, CT
June 10, 1996 - February 4, 1997

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Current Firm

FL
FINTEGRA, LLC

FINTEGRA FINANCIAL SOLUTIONS | PARK INVESTMENT CORPORATION | JM PARK, INC. | FINTEGRA, LLC

CRD#: 16741 / SEC#: 801-56275, 8-34434
BD
Cancelled by SEC on 10/26/2016

Contact Information

Established

Minnesota since 10/22/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

2015 FIRM BROCHURE (3/31/2015)

Direct owners and executive officers

NamePositionCRD#
FINTEGRA HOLDINGS, LLCSHAREHOLDERS—
CAURRO, STEPHEN ANTHONYBOARD OF DIRECTORS5845813
CONNER, DANIELBOARD OF DIRECTORS—
SCHMITZ, DOUGLAS GENEBOARD OF DIRECTORS1771132
SCHUH, JEFFREY ALLENCHIEF FINANCIAL OFFICER, FINOP1036839
WALTER, KENNETH JOHNBOARD OF DIRECTORS5845803
WEBER, DOREEN LEAPRESIDENT/CEO/CCO1368639

Disclosures

Regulatory Event

4

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2007About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1996About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Mar 1997About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jun 1996About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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