Kevin Durkin

BALLINA CAPITAL

Manhattan Beach, CA

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CRD#: 2740864

Professional summary

Kevin Durkin, who also goes by Kevin Durkin, is a registered financial advisor currently at BALLINA CAPITAL, LLC located in Manhattan Beach, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kevin has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin Durkin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Durkin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2017 - Present

BALLINA CAPITAL, LLC

RIA

CRD#: 289598

Manhattan Beach, CA

Past

January 6, 2000 - July 3, 2001

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

August 13, 1996 - September 9, 1997

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BALLINA CAPITAL, LLC

CRD#: 289598 / SEC#: 801-130354

RIA

Registered Investment Advisory firm - (5/29/2024 Approved)

California

Registered Investment Advisory firm - (7/26/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/5/2000

General Securities Representative Examination

Current Firm

BALLINA CAPITAL, LLC

CRD#: 289598 / SEC#: 801-130354

RIA

Registered Investment Advisory firm - (5/29/2024 Approved)

California

Registered Investment Advisory firm - (7/26/2024 Terminated)

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Contact information

Main Address

El Segundo, CA

Mailing Address

Phone number

(424) 835-2744

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (10/21/2025)

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 329,428,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin Durkin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Durkin's CRS (Customer Relationship Summary).

Certified licenses

Experience

BALLINA CAPITAL, LLC

FAM DISTRIBUTORS, INC.

LAZARD FRERES & CO. LLC

Primary Firm SEC Registration

BALLINA CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/2017

Series 63

Date: 1/19/2000

Series 7

Date: 1/5/2000

Current Firm

BALLINA CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BALLINA CAPITAL, LLC

TRUST BUT VERIFY

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