Rene A. Mijne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rene Arian Mijne was a registered financial professional .
Rene is a previously registered financial professional and started their career in finance in 1996. Rene had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2021 - January 2, 2023
PENSERRA SECURITIES, LLC
June 1, 2010 - December 23, 2020
NATWEST MARKETS SECURITIES INC.
October 30, 2003 - October 6, 2009
ABN AMRO INCORPORATED
March 22, 2001 - August 25, 2003
VENTANA TRADING CORPORATION
July 29, 1996 - June 23, 1998
ABN AMRO INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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