Craig A. Zabala
Professional summary
Craig Anthony Zabala was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Craig is a previously registered financial professional and started their career in finance in 1997. Prior to being barred, Craig had worked at 8 firms, which includes DEMOPOLIS CAPITAL INC., TORSIELLO SECURITIES INC., INTERCOASTAL FINANCIAL SERVICES CORP., INDEPENDENT SECURITIES INVESTORS CORPORATION, BREAN MURRAY & CO. INC., VERAVEST INVESTMENTS INC., TRAUTMAN WASSERMAN & COMPANY INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2015 - April 29, 2019
DEMOPOLIS CAPITAL INC.
June 5, 2007 - August 26, 2013
TORSIELLO SECURITIES, INC.
July 26, 2006 - November 17, 2006
INTERCOASTAL FINANCIAL SERVICES CORP.
May 18, 2004 - May 31, 2005
INDEPENDENT SECURITIES INVESTORS CORPORATION
June 6, 2002 - September 12, 2003
BREAN MURRAY & CO., INC.
October 30, 2001 - March 5, 2002
VERAVEST INVESTMENTS, INC.
May 26, 2000 - July 12, 2001
TRAUTMAN WASSERMAN & COMPANY, INC.
January 4, 2000 - April 11, 2000
TRAUTMAN WASSERMAN & COMPANY, INC.
May 29, 1997 - March 5, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
DEMOPOLIS CAPITAL INC.
CRD#: 14234 / SEC#: , 8-26525
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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