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Craig Anthony Zabala

CRD# 2740680·Registered 1997 - 2019
Barred: Craig Anthony Zabala was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Craig Anthony Zabala was a registered financial advisor. Craig was a previously registered financial professional and started their career in finance 1997 - 2019. Craig had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

DEMOPOLIS CAPITAL INC.·CRD# 14234
BD
Harlem, NY
February 7, 2015 - April 29, 2019
TORSIELLO SECURITIES, INC.·CRD# 130129
BD
New York, NY
June 5, 2007 - August 26, 2013
INTERCOASTAL FINANCIAL SERVICES CORP.·CRD# 45557
BD
New York, NY
July 26, 2006 - November 17, 2006
INDEPENDENT SECURITIES INVESTORS CORPORATION·CRD# 43598
BD
Chipley, FL
May 18, 2004 - May 31, 2005
BREAN MURRAY & CO., INC.·CRD# 7541
BD
New York, NY
June 6, 2002 - September 12, 2003
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
October 30, 2001 - March 5, 2002
TRAUTMAN WASSERMAN & COMPANY, INC.·CRD# 33007
BD
New York, NY
May 26, 2000 - July 12, 2001
TRAUTMAN WASSERMAN & COMPANY, INC.·CRD# 33007
BD
New York, NY
January 4, 2000 - April 11, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 29, 1997 - March 5, 1998

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Current Firm

DC
DEMOPOLIS CAPITAL INC.

DEMOPOLIS CAPITAL INC. | JOHN W. LOOFBOURROW ASSOCIATES, INC.

CRD#: 14234 / SEC#: 8-26525
BD
Terminated by SEC on 03/30/2021

Contact Information

Established

Delaware since 11/07/1980

Firm Type

Corporation

Fiscal Year End

November

Documents

Direct owners and executive officers

NamePositionCRD#
FUQUA, GAREY MANNENCEO/ PRESIDENT2980940
LOOFBOURROW, JOHN WADECHIEF COMPLIANCE OFFICER/FINOP312494

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1997About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1997About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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