Robert B. Fertman

BRYN MAWR WEALTH MANAGEMENT LLC

Bryn Mawr, PA

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CRD#: 2740483

Professional summary

Robert Brian Fertman is a registered financial advisor currently at BRYN MAWR WEALTH MANAGEMENT LLC located in Bryn Mawr, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. FERTMAN, INDIVIDUALLY, HAS BEGUN OFFERING NON-INVESTMENT RELATED PERSONAL/LIFE COACHING AND SHIATSU BODYWORK TO INDIVIDUALS AND WILL RECEIVE A FEE FOR THIS SERVICE. CURRENTLY, HE SPENDS APPROXIMATELY 20% OF HIS TIME ON THIS ACTIVITY. THERE IS NO BUSINESS NAME, AT THIS POINT, TO REPORT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Brian Fertman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2008 - Present

BRYN MAWR WEALTH MANAGEMENT LLC

RIA

CRD#: 146500

Bryn Mawr, PA

Past

July 8, 2005 - February 23, 2009

LPL FINANCIAL LLC

CRD#: 6413

BRYN MAWR, PA

Past

September 2, 2003 - July 11, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BROOMALL, PA

Past

August 29, 2003 - July 11, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 30, 1996 - August 20, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/21/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/10/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 6/12/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/29/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 8/16/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

BRYN MAWR WEALTH MANAGEMENT LLC

CRD#: 146500 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (4/21/2008 Approved)

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Contact information

Main Address

Bryn Mawr, PA

Mailing Address

Phone number

(610) 527-3590

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 10,141,385

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert B. Fertman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Brian Fertman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/10/1996

Series 63

Date: 6/3/1996

Series 31

Date: 6/12/1996

Series 7

Date: 5/29/1996

Series 8

Date: 8/16/1999

Current Firm

BRYN MAWR WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BRYN MAWR WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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