Bud L. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bud Lee Taylor was a registered financial professional .
Bud is a previously registered financial professional and started their career in finance in 1998. Bud had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2009 - May 7, 2019
WEALTHTRAK FINANCIAL SERVICES, LLC
September 8, 1999 - July 31, 2003
KMS FINANCIAL SERVICES, INC.
March 20, 1998 - February 1, 1999
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEALTHTRAK FINANCIAL SERVICES, LLC
CRD#: 145427 / SEC#: 801-68542
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
