Daniel C. Demenocal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Crosby Demenocal JR was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1996. Daniel had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 11, 2009 - November 13, 2009
BNY MELLON SECURITIES LLC
April 30, 2008 - June 8, 2016
BNY MELLON CAPITAL MARKETS, LLC
June 7, 1996 - April 30, 2008
BNY CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
BNY MELLON SECURITIES LLC
CRD#: 47268 / SEC#: , 8-51710
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
