Andrew J. Colgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Joseph Colgan was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1997. Andrew had worked at 6 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2004 - November 29, 2011
VIRTU ALTERNET SECURITIES LLC
December 4, 2003 - July 17, 2012
VIRTU ITG LLC
November 19, 2002 - September 8, 2003
MS GLOBAL FINANCE, LLC
May 22, 2001 - July 19, 2002
BLADEX SECURITIES, L.L.C.
April 5, 1999 - March 15, 2000
BNP PARIBAS INVESTMENT SERVICES, LLC
November 17, 1997 - August 31, 1998
NATWEST SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 55
Date: 1/12/2004
Limited Representative-Equity Trader ExamCurrent Firm
VIRTU ALTERNET SECURITIES LLC
CRD#: 47867 / SEC#: , 8-51939
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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