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MS

Mark K. Stryker

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CRD#: 2740097
MS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Kurt Stryker, who also goes by Mark Stryker, Mark Kurt Sydenstricker, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1996. Mark had worked at 5 firms and has passed the Series 63, Series 3, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Mark Stryker | Mark Kurt Sydenstricker

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 16, 2012 - August 13, 2014

TRANSCEND CAPITAL

BD
CRD#: 104483
AUSTIN, TX
Past

January 20, 1998 - September 26, 2000

CYBERTRADER, INC.

BD
CRD#: 44523
AUSTIN, TX
Past

October 21, 1997 - January 20, 1998

FIRST NEVADA SECURITIES LTD.

BD
CRD#: 18384
RENO, NV
Past

February 12, 1997 - May 23, 1997

THE EXCHANGE, INC.

BD
CRD#: 41206
AUSTIN, TX
Past

May 10, 1996 - December 4, 1996

SUPERIOR FINANCIAL GROUP, INC.

BD
CRD#: 35529
LB29 DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/15/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


TC
TRANSCEND CAPITAL
PROTRADER.COM, LP | TRANSCEND CAPITAL, LP | TRANSCEND CAPITAL, LLC | TRANSCEND CAPITAL

CRD#: 104483 / SEC#: , 8-52946

BD
Terminated by SEC on 09/30/2016
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 04/13/2010
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
TRANSCEND CAPITAL MANAGEMENT, LLCMANAGING MEMBER
DENIO, MICHAEL EDWINPRESIDENT / CCO4167298
GOODIN, DIANE MARIEFINOP / CFO3117840
JONES, VERNON HUGH JR.CEO4316356
SWEARINGEN, BRADLEY JACOBCHIEF TECHNICAL OFFICER/CHIEF INFORMATION OFFICER4633976

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TRANSCEND CAPITAL

CRD#: 104483

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