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Alvin Joseph Boutte Jr

CRD# 2739783·Registered 1997 - 2016
Previously Registered: Being a previously registered professional could mean that Alvin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alvin Joseph Boutte JR, who also goes by Alvin Joseph Boutte, was a registered financial advisor. Alvin was a previously registered financial professional and started their career in finance 1997 - 2016. Alvin had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alvin Joseph Boutte

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

IFS SECURITIES·CRD# 40375
BD
Atlanta, GA
August 14, 2014 - January 4, 2016
KIPLING JONES & CO., LTD.·CRD# 144730
BD
Houston, TX
August 20, 2012 - August 18, 2014
M. R. BEAL & COMPANY·CRD# 22088
BD
Chicago, IL
June 25, 2012 - September 6, 2012
M. R. BEAL & COMPANY·CRD# 22088
BD
Chicago, IL
September 28, 2011 - October 4, 2011
GRIGSBY & ASSOCIATES, INC.·CRD# 13364
BD
Chicago, IL
February 12, 2007 - September 21, 2011
SBK-BROOKS INVESTMENT CORP.·CRD# 35851
BD
Chicago, IL
February 17, 2006 - January 26, 2007
SECURITRADE CORPORATION·CRD# 35520
BD
Irving, TX
February 17, 2005 - August 7, 2006
SECURITRADE CORPORATION·CRD# 35520
BD
Irving, TX
November 14, 2003 - February 12, 2004
LOOP CAPITAL MARKETS LLC·CRD# 43098
BD
Chicago, IL
May 4, 1998 - July 22, 1998
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
March 17, 1997 - July 30, 1997

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Current Firm

IS
IFS SECURITIES

ALZAID FINANCIAL SERVICES, INC. | INTERNATIONAL FINANCIAL SOLUTIONS, INC. | IFS SECURITIES, INC | IFS SECURITIES | IFS EQUITY | IFS CAPITAL MARKETS | IFS ADVISORY, LLC

CRD#: 40375 / SEC#: 8-49020
BD
Terminated by SEC on 02/28/2020

Contact Information

Established

Pennsylvania since 09/21/1993

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
IFS GROUP, INC.FOREIGN ENTITY/DIRECT OWNER—
MCKENZIE, ALEXYS ULANDOCEO/OWNER2642827
SADLER, JOQUINN THOMASCHIEF COMPLIANCE OFFICER / CHIEF OPERATIONS OFFICER2817763

Disclosures

Regulatory Event

3

Arbitration

1

Financial

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2012About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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