Alvin J. Boutte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alvin Joseph Boutte JR, who also goes by Alvin Joseph Boutte, was a registered financial professional .
Alvin is a previously registered financial professional and started their career in finance in 1997. Alvin had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2014 - January 4, 2016
IFS SECURITIES
August 20, 2012 - August 18, 2014
KIPLING JONES & CO., LTD.
June 25, 2012 - September 6, 2012
M. R. BEAL & COMPANY
September 28, 2011 - October 4, 2011
M. R. BEAL & COMPANY
February 12, 2007 - September 21, 2011
GRIGSBY & ASSOCIATES, INC.
February 17, 2006 - January 26, 2007
SBK-BROOKS INVESTMENT CORP.
February 17, 2005 - August 7, 2006
SECURITRADE CORPORATION
November 14, 2003 - February 12, 2004
SECURITRADE CORPORATION
May 4, 1998 - July 22, 1998
LOOP CAPITAL MARKETS LLC
March 17, 1997 - July 30, 1997
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
