Michael J. Kopper
Professional summary
Michael Jay Kopper was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Michael had worked at 1 firm, which includes ECT SECURITIES LIMITED PARTNERSHIP.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 1996 - August 23, 2001
ECT SECURITIES LIMITED PARTNERSHIP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ECT SECURITIES LIMITED PARTNERSHIP
CRD#: 37446 / SEC#: , 8-47750
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ECT SECURITIES LP CORPORATION | LIMITED PARTNER | |
| BOWEN, RAYMOND MORRIS | DIRECTOR | 1960812 |
| BOYLE, DAN OWEN | VICE PRESIDENT | 1633647 |
| DONAHUE, JEFFREY MEEHAN | DIRECTOR | 2390887 |
| ECT SECURITIES GP CORPORATION | GENERAL PARTNER | |
| GORTE, DAVID BRUCE | VICE PRESIDENT | 1952658 |
| HUMPHREY, GENE EARL | VICE PRESIDENT | 2659784 |
| HYATT, JESS KEVIN | VICE PRESIDENT | 2573233 |
| LOWRY, DONNA WATTS | VICE PRESIDENT, DIRECTOR, FINOP, ASST. SECRETARY. | 1496286 |
| NEYMAN, JESSE EUGENE | VICE PRESIDENT | 2780228 |
Red Flags
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