Robert D. Deguzman

TRADE-PMR

CLEARWATER, FL 33762

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CRD#: 2739683

Professional summary

Robert Dan Deguzman, who also goes by Robert Dan Deguzman, is a registered financial professional currently at TRADE-PMR INC. located in Clearwater, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 6 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Dan Deguzman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Dan Deguzman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 12, 2024 - Present

TRADE-PMR INC.

Office #1: 13945 Evergreen Avenue, Clearwater, FL 33762

CRD#: 46350

CLEARWATER, FL

Past

May 3, 2021 - July 9, 2024

GOLDMAN SACHS CUSTODY SOLUTIONS

CRD#: 48015

MCLEAN, VA

Past

October 11, 2011 - April 9, 2021

TD AMERITRADE, INC.

CRD#: 7870

SAN DIEGO, CA

Past

March 22, 2006 - September 15, 2011

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

April 21, 2004 - March 13, 2006

NICHOLAS-APPLEGATE SECURITIES LLC

CRD#: 31205

SAN DIEGO, CA

Past

February 13, 2002 - June 14, 2002

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/12/2024)

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/12/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRADE-PMR INC.

CRD#: 46350 / SEC#: , 8-51390

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

13945 Evergreen Avenue, Clearwater, FL 33762

Mailing Address

P.o. Box 358230, Gainesville, FL 32635-8230

Phone number

(352) 332-8723

Established

Florida since 10/30/1998

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GATOR MERGER SUB II, LLC	SHAREHOLDER
BALDWIN, ROBB WALLER	PRESIDENT & CHIEF EXECUTIVE OFFICER	1409477
DILBONE, ROBERT POTTER JR	CHIEF REVENUE OFFICER	5893751
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL	3103432
LEGACY, ELIZABETH	CHIEF COMPLIANCE OFFICER	4368139
QUIRK, STEVEN MARK	DIRECTOR	2728768
SUBRAMANIAN, SIVARAMAKRISHNAN	DIRECTOR	7339479
VICTORIA, RICHARD SCOTT	CHIEF OPERATING OFFICER	5371275

Disclosures

Regulatory Event

Red Flags

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Robert D. Deguzman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Dan Deguzman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADE-PMR INC.

GOLDMAN SACHS CUSTODY SOLUTIONS

TD AMERITRADE, INC.

LPL FINANCIAL LLC

NICHOLAS-APPLEGATE SECURITIES LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 2/12/2002

FINRA

Current Firm

TRADE-PMR INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TRADE-PMR INC.

TRUST BUT VERIFY

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