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JM

John Mccabe

CRD# 2739366·Registered 2005 - 2025
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Mccabe was a registered financial advisor. John was a previously registered financial professional and started their career in finance 2005 - 2025. John had worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

GGM FINANCIAL LLC·CRD# 327008
RIA
Columbus, OH
September 29, 2023 - December 31, 2025
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
Columbus, OH
March 23, 2017 - October 2, 2023
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Columbus, OH
March 22, 2017 - October 2, 2023
EDWARD JONES·CRD# 250
RIA
Beavercreek, OH
May 20, 2016 - February 9, 2017
EDWARD JONES·CRD# 250
BD
Beavercreek, OH
March 29, 2016 - February 9, 2017
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.·CRD# 102920
BD
Westerville, OH
January 3, 2011 - January 22, 2016
J.P. MORGAN INVESTMENT MANAGEMENT INC.·CRD# 107038
RIA
New York, NY
January 12, 2006 - November 10, 2009
JPMORGAN ASSET MANAGEMENT·CRD# 107247
RIA
Columbus, OH
May 26, 2005 - December 31, 2005
JPMORGAN DISTRIBUTION SERVICES, INC.·CRD# 104234
BD
Columbus, OH
January 20, 2005 - January 3, 2011
JPMORGAN FLEMING ASSET MANAGEMENT·CRD# 107247
RIA
Columbus, OH
January 11, 2005 - February 1, 2005

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Current Firm

GF
GGM FINANCIAL LLC

GGM FINANCIAL LLC | GLOECKNER GREEN MCCABE FINANCIAL | GGM FINANCIALS, LLC

CRD#: 327008 / SEC#: 801-128663
RIA
Registered Investment Advisory firm - SEC (8/31/2023 Approved)

Contact Information

Main Address

2492 W Dublin Granville Rd., Columbus, OH 43235

Phone Number

(614) 310-2400

# of Employees

11

SEC notice filing (5 States and Territories)

Registered to provide investment advisory services in 5 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GGM FINANCIAL WRAP FEE BROCHURE (3/20/2026)

Regulatory Assets Under Management

Total Number of Accounts

908

AUM (Assets Under Management)

$512,964,815

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GMD Holdings, Inc., Property Manager and Co-Owner of private real estate holding company that owns land in Columbus, OH; started 6/1/2018; 5% time spent during regular business hours; Conducted at W Dublin Granville, Columbus, OH 43235; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Gloeckner Green McCabe Financial, LLC'; As of 10/01/19; 5-10% time spent during regular business hours; Conducted at branch; Investment related.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GGM FINANCIAL LLC

GGM FINANCIAL LLC | GLOECKNER GREEN MCCABE FINANCIAL | GGM FINANCIALS, LLC

CRD#: 327008 / SEC#: 801-128663
RIA
Registered Investment Advisory firm - SEC (8/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2005About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1996About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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