John Mccabe

GGM FINANCIAL LLC

COLUMBUS, OH 43235

Some features on this profile are disabled

CRD#: 2739366

Professional summary

John Mccabe is a registered financial advisor currently at GGM FINANCIAL LLC located in Columbus, Ohio.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. John has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GMD Holdings, Inc., Property Manager and Co-Owner of private real estate holding company that owns land in Columbus, OH; started 6/1/2018; 5% time spent during regular business hours; Conducted at W Dublin Granville, Columbus, OH 43235; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'Gloeckner Green McCabe Financial, LLC'; As of 10/01/19; 5-10% time spent during regular business hours; Conducted at branch; Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Mccabe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2023 - Present

GGM FINANCIAL LLC

Office #1: 2492 W Dublin Granville Rd., Columbus, OH 43235

RIA

CRD#: 327008

COLUMBUS, OH

Past

March 23, 2017 - October 2, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

COLUMBUS, OH

Past

March 22, 2017 - October 2, 2023

Ohio
(9/29/2023)

IAR

Texas
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/20/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/9/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2005

General Securities Representative Examination

Current Firm

GGM FINANCIAL LLC

GGM FINANCIAL LLC | GLOECKNER GREEN MCCABE FINANCIAL | GGM FINANCIALS, LLC

CRD#: 327008 / SEC#: 801-128663

RIA

Registered Investment Advisory firm - (8/31/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2492 W Dublin Granville Rd., Columbus, OH 43235

Mailing Address

Phone number

(614) 310-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	816
AUM (Assets Under Management)	$ 425,718,539

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Andrew Lehman

INSPIRE ADVISORS, LLC

IAR

Columbus, OH

James Bowman

JANNEY MONTGOMERY SCOTT LLC

IAR

Columbus (grandview), OH

Cody Anderson

J.P. MORGAN SECURITIES LLC

IAR

UPPER ARLINGTON, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John Mccabe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Mccabe's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

EDWARD JONES

EDWARD JONES

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN INVESTMENT MANAGEMENT INC.

JPMORGAN ASSET MANAGEMENT

JPMORGAN DISTRIBUTION SERVICES, INC.

JPMORGAN FLEMING ASSET MANAGEMENT

Primary Firm SEC Registration

GGM FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/20/2005

Series 65

Date: 12/9/1996

SIE

Date: 10/1/2018

Series 7

Date: 1/19/2005

Current Firm

GGM FINANCIAL LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GGM FINANCIAL LLC

TRUST BUT VERIFY

Similar Advisors