Art Saldivar

FIRST CITIZENS INVESTOR SERVICES

Pasadena, CA 91103

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CRD#: 2739175

Professional summary

Art Saldivar is a registered financial advisor currently at FIRST CITIZENS INVESTOR SERVICES, INC. located in Pasadena, California and SVB WEALTH located in Pasadena, California.

Art is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Art has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Art Saldivar's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2023 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103

RIA

CRD#: 44430

Pasadena, CA

Current

May 12, 2026 - Present

SVB WEALTH

Office #1: 75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103

RIA

CRD#: 172832

Pasadena, CA

Current

January 30, 2023 - Present

FIRST CITIZENS INVESTOR SERVICES, INC.

Office #1: 75 N. Fair Oaks Ave Suite 400, Pasadena, CA 91103

RIA

CRD#: 44430

Pasadena, CA

Past

January 3, 2011 - May 2, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PASADENA, CA

Past

January 3, 2011 - May 2, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PASADENA, CA

Past

February 28, 2002 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

PASADENA, CA

Past

February 13, 2002 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

PASADENA, CA

Past

December 14, 1999 - March 19, 2002

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

January 15, 1997 - December 3, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 22, 1996 - December 10, 1996

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(1/12/2023)

California
(1/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/11/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 6/10/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/14/2005

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

SVB WEALTH

CRD#: 172832 / SEC#: 801-80480

RIA

Registered Investment Advisory firm - (10/2/2014 Approved)

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Contact information

Main Address

53 State Street 28th Floor, Boston, MA 02109

Mailing Address

Po Box 27131, Raleigh, NC 27611

Phone number

(617) 223-0200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SVB WEALTH LLC (3/30/2025)

SVB WEALTH LLC APPENDIX 1/ WRAP BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	3,739
AUM (Assets Under Management)	$ 4,983,411,995

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/21/2025	Cover Page	Report
09/20/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Art Saldivar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Art Saldivar's CRS (Customer Relationship Summary).

Certified licenses

Experience

SVB WEALTH

FIRST CITIZENS INVESTOR SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WAMU INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

SVB WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 4/11/1997

Series 63

Date: 5/31/1996

SIE

Date: 10/1/2018

Series 7

Date: 5/20/1996

Series 10

Date: 6/10/2005

Series 9

Date: 3/14/2005

FINRA

Current Firm

SVB WEALTH

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SVB WEALTH

TRUST BUT VERIFY

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