Nathan L. Clark

ALPHASTAR CAPITAL MANAGEMENT

LINCOLN, NE 68506

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CRD#: 2739136

Professional summary

Nathan L Clark, who also goes by Nate L Clark, is a registered financial advisor currently at ALPHASTAR CAPITAL MANAGEMENT located in Lincoln, Nebraska.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Nathan has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate L Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) FINANCIAL MANAGEMENT, INC DBA ENVISION RETIREMENT SOLUTIONS, Title: OWNER/PRESIDENT/AGENT, Description: FINANCIAL PLANNING FIRM, Start Date: 06-16-1994, Address: LINCOLN, NE, Investment-related? YES, Hours per month: 80; During trading hours: 80. (2) MYSTIC PINES, Title: PASSIVE OWNER, Description: PASSIVE REAL ESTATE INVESTMENT, Start Date: 7/1/2007, Address: LINCOLN, NE, Investment-related? NO, Hours per month: 1, During trading hours: 1 (3) ELKHORN COMMERCIAL, LLC, Title: PASSIVE OWNER, Description: COMMERCIAL REAL ESTATE, Start Date: 5/1/2010, Address: LINCOLN, NE, Investment-related? NO, Hours per month: 0, During trading hours: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan L Clark's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2024 - Present

ALPHASTAR CAPITAL MANAGEMENT

Office #1: 1919 S 40th St. Suite 318, Lincoln, NE 68506

RIA

CRD#: 157423

LINCOLN, NE

Past

September 19, 2023 - August 23, 2024

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Lincoln, NE

Past

March 26, 2015 - September 11, 2023

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

NAPLES, FL

Past

January 2, 2015 - March 27, 2015

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

LINCOLN, NE

Past

October 15, 2014 - March 27, 2015

KOVACK SECURITIES INC.

CRD#: 44848

Lincoln, NE

Past

August 14, 2007 - December 31, 2014

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RIA

CRD#: 143384

LINCOLN, NE

Past

August 8, 2007 - October 15, 2014

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

LINCOLN, NE

Past

July 31, 1998 - August 10, 2007

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

LINCOLN, NE

Past

January 6, 1998 - August 10, 2007

SECURITIES AMERICA, INC.

CRD#: 10205

LINCOLN, NE

Past

July 22, 1996 - December 31, 1997

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(8/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/27/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/1996

General Securities Representative Examination

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

ALPHASTAR CAPITAL MANAGEMENT | ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD#: 157423 / SEC#: 801-72361

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

19600 West Catawba Avenue Suite B200, Cornelius, NC 28031

Mailing Address

Phone number

(855) 340-2514

Established

Firm type

Fiscal year end

# of Employees

124

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,592
AUM (Assets Under Management)	$ 1,841,154,148

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2023	Cover Page	Report
06/27/2023	Cover Page	Report
01/24/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nathan L. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan L Clark's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE WEALTH ADVISORS, LLC

VIRTUE CAPITAL MANAGEMENT, LLC

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RESOURCE HORIZONS GROUP LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

ALPHASTAR CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 5/13/1996

SIE

Date: 3/27/2015

Series 7

Date: 7/19/1996

Current Firm

ALPHASTAR CAPITAL MANAGEMENT

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHASTAR CAPITAL MANAGEMENT

TRUST BUT VERIFY

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