Garrit W. Schaap
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garrit Wayne Schaap, who also goes by Gary W Schaap, Gary Wayne Schaap, was a registered financial professional .
Garrit is a previously registered financial professional and started their career in finance in 1996. Garrit had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2012 - November 8, 2016
VARIABLE INVESTMENT ASSOCIATES, INC.
February 9, 2002 - November 9, 2012
PARKLAND SECURITIES, LLC
February 8, 2002 - November 14, 2012
SPC
February 11, 1997 - February 9, 2002
WALNUT STREET SECURITIES, INC.
July 11, 1996 - February 21, 1997
BANNER FINANCIAL SERVICES GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VARIABLE INVESTMENT ASSOCIATES, INC.
CRD#: 44412 / SEC#: , 8-50699
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
