Eric M. Mccarver

NORMANDY INVESTMENT ADVISORS

St. Paul, MN

Some features on this profile are disabled

CRD#: 2738830

Professional summary

Eric Matthew Mccarver, AIF®, CFP®, who also goes by Eric M Mccarver, is a registered financial advisor currently at NORMANDY INVESTMENT ADVISORS located in St. Paul, Minnesota.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Eric has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric M Mccarver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE SALES AT LOCATION, INVESTMENT RELATED. 2. PRIVATE PORTFOLIO SERVICES, INC. - PRESIDENT AND SOLE OWNER OF ENTITY CREATED FOR SECURITIES AND INSURANCE BUSINESS, INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Matthew Mccarver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

April 1, 2025 - Present

NORMANDY INVESTMENT ADVISORS

RIA

CRD#: 316321

St. Paul, MN

Past

November 21, 2013 - April 4, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

ST. PAUL, MN

Past

September 8, 1999 - April 4, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

ST. PAUL, MN

Past

May 16, 1996 - September 14, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORMANDY INVESTMENT ADVISORS

NORMANDY INVESTMENT ADVISORS | SUMMIT INVESTMENT ADVISORS INC

CRD#: 316321 / SEC#: 801-122314

RIA

Registered Investment Advisory firm - (9/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/1996

General Securities Representative Examination

Current Firm

NORMANDY INVESTMENT ADVISORS

NORMANDY INVESTMENT ADVISORS | SUMMIT INVESTMENT ADVISORS INC

CRD#: 316321 / SEC#: 801-122314

RIA

Registered Investment Advisory firm - (9/15/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

12728 State Line Rd., Leawood, KS 66209

Mailing Address

Phone number

(913) 914-1944

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	249
AUM (Assets Under Management)	$ 142,027,838

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric M. Mccarver

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Matthew Mccarver's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

NORMANDY INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/1999

Series 63

Date: 7/5/1996

SIE

Date: 10/1/2018

Series 7

Date: 5/15/1996

Current Firm

NORMANDY INVESTMENT ADVISORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORMANDY INVESTMENT ADVISORS

TRUST BUT VERIFY

Similar Advisors