Albert Kopech
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Kopech was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1970. Albert had worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 1994 - October 25, 1995
SCHNEIDER SECURITIES, INC.
March 30, 1993 - September 9, 1994
JOSEPHTHAL & CO., INC.
February 26, 1991 - April 14, 1993
SCHNEIDER SECURITIES, INC.
May 18, 1990 - December 3, 1990
TITAN/VALUE EQUITIES GROUP, INC.
August 3, 1988 - May 18, 1990
JONATHAN ALAN & CO., INC.
February 24, 1988 - July 27, 1988
NORTH AMERICAN INVESTMENT CORP.
July 29, 1985 - February 24, 1988
PROVIDENCE SECURITIES, INC.
November 7, 1979 - June 14, 1985
JANNEY MONTGOMERY SCOTT LLC
September 26, 1978 - December 23, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 20, 1975 - September 26, 1978
WHITE, WELD & CO. INCORPORATED
May 19, 1970 - November 28, 1975
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/16/1959
Registered Representative ExaminationCurrent Firm
SCHNEIDER SECURITIES, INC.
CRD#: 16434 / SEC#: , 8-33967
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHNEIDER FINANCIAL CORP | CORPORATION | |
| BIXLER, CLARENCE LEROY JR | DIRECTOR | 22327 |
| DURAYBITO, SIEGFRIED PETER | OWNER | 1030619 |
| HINKLE, STEVEN RAY | CHIEF EXECUTIVE OFFICER/DIRECTOR | 838034 |
| KOCH, KEITH ARLAN | DIRECTOR | 1197658 |
| LOWE, TERRI ELAINE | CHIEF FINANCIAL OFFICER/DIRECTOR | 1823203 |
| MCENENY, TIMOTHY SEAN JR | OWNER | 2250543 |
| MURRAY, JAY ALAN | OWNER | 1958868 |
| NORTON, GREGORY BRUCE | DIRECTOR | 2041583 |
| OROURKE, THOMAS JOSEPH | PRESIDENT/DIRECTOR | 353467 |
| ROUSE, RICHARD JOHN | VICE-PRESIDENT/DIRECTOR | 1135898 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
