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Albert Kopech

CRD# 273880·Registered 1970 - 1995
Previously Registered: Being a previously registered professional could mean that Albert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Albert Kopech was a registered financial advisor. Albert was a previously registered financial professional and started their career in finance 1970 - 1995. Albert had worked at 10 firms and has passed the Series 63, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

67 years in the financial services industry

Current & Past Employments

SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
September 7, 1994 - October 25, 1995
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
March 30, 1993 - September 9, 1994
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
Denver, CO
February 26, 1991 - April 14, 1993
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
May 18, 1990 - December 3, 1990
JONATHAN ALAN & CO., INC.·CRD# 15914
BD
August 3, 1988 - May 18, 1990
NORTH AMERICAN INVESTMENT CORP.·CRD# 7568
BD
February 24, 1988 - July 27, 1988
PROVIDENCE SECURITIES, INC.·CRD# 14119
BD
July 29, 1985 - February 24, 1988
JANNEY MONTGOMERY SCOTT LLC·CRD# 463
BD
November 7, 1979 - June 14, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - December 23, 1979
WHITE, WELD & CO. INCORPORATED·CRD# 6802
BD
October 20, 1975 - September 26, 1978
E. F. HUTTON & COMPANY INC·CRD# 235
BD
May 19, 1970 - November 28, 1975

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Current Firm

SS
SCHNEIDER SECURITIES, INC.

SCHNEIDER SECURITIES, INC.

CRD#: 16434 / SEC#: 8-33967
BD
Terminated by SEC on 11/30/2003

Contact Information

Established

Colorado since 04/16/1985

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SCHNEIDER FINANCIAL CORPCORPORATION—
BIXLER, CLARENCE LEROY JRDIRECTOR22327
DURAYBITO, SIEGFRIED PETEROWNER1030619
HINKLE, STEVEN RAYCHIEF EXECUTIVE OFFICER/DIRECTOR838034
KOCH, KEITH ARLANDIRECTOR1197658
LOWE, TERRI ELAINECHIEF FINANCIAL OFFICER/DIRECTOR1823203
MCENENY, TIMOTHY SEAN JROWNER2250543
MURRAY, JAY ALANOWNER1958868
NORTON, GREGORY BRUCEDIRECTOR2041583
OROURKE, THOMAS JOSEPHPRESIDENT/DIRECTOR353467
ROUSE, RICHARD JOHNVICE-PRESIDENT/DIRECTOR1135898

Disclosures

Regulatory Event

19

Arbitration

17

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1985About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Oct 1959

Series 24 — General Securities Principal Examination

Passed Sep 1985About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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