Juan A. Gomez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Juan Alfredo Gomez, who also goes by Juan Alfredo Gomez Giammattei, Juan Gomez Giammattei, was a registered financial professional .
Juan is a previously registered financial professional and started their career in finance in 1996. Juan had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2012 - June 3, 2020
BLACK SWAN
August 22, 2011 - June 28, 2017
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
July 29, 2011 - June 21, 2017
CAPITAL GUARDIAN, LLC
March 7, 2006 - August 1, 2011
ATLAS ONE CAPITAL MANAGEMENT, LLC
January 20, 2006 - August 1, 2011
ATLAS ONE FINANCIAL GROUP, LLC
April 30, 1999 - January 18, 2006
BRADESCO INVESTMENTS INC.
March 31, 1999 - April 22, 1999
BRADESCO INVESTMENTS INC.
May 2, 1996 - March 31, 1999
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BLACK SWAN
CRD#: 157757 / SEC#:
Contact information
Red Flags
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