CM
Craig M. Manderson
VELOCITY CLEARING
Purchase, NY 10577
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CRD#: 2738654
CM
Professional summary
Craig Michael Manderson is a registered financial professional currently at VELOCITY CLEARING, LLC located in Purchase, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1997. Craig has worked at 11 firms and has passed the Series 63, Series 99TO, Series 3, Series 57TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Craig Michael Manderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2020 - Present
VELOCITY CLEARING, LLC
Office #1: 287 Bowman Avenue Riverview At Purchase, Purchase, NY 10577BD
CRD#: 126588
Purchase, NY
Past
July 26, 2022 - January 7, 2026
MOMENTIX CAPITAL, INC.
BD
CRD#: 20130
Hazlet, NJ
Past
February 7, 2020 - January 29, 2021
MOMENTIX CAPITAL, INC.
BD
CRD#: 20130
WILTON, CT
Past
June 4, 2007 - January 3, 2020
SPEEDTRADER, INC
BD
CRD#: 107403
CARMEL, NY
Past
January 10, 2007 - April 18, 2007
TAFFERER TRADING, LLC
BD
CRD#: 36816
NEW YORK, NY
Past
February 3, 2005 - January 5, 2007
WESTOR CAPITAL GROUP, INC.
BD
CRD#: 103823
UTICA, NY
Past
May 6, 2004 - October 28, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
BD
CRD#: 104162
BOLINGBROOK, IL
Past
April 28, 2004 - May 6, 2004
CARLIN EQUITIES, LLC
BD
CRD#: 31295
NEW YORK, NY
Past
March 15, 2002 - March 11, 2004
SEABOARD SECURITIES, INC.
BD
CRD#: 755
FLORHAM PARK, NJ
Past
May 22, 2001 - December 13, 2001
RUMSON CAPITAL, LLC
BD
CRD#: 33848
MONTEBELLO, NY
Past
February 2, 1999 - April 5, 2000
ON-SITE TRADING, INC.
BD
CRD#: 30271
GREAT NECK, NY
Past
June 14, 1997 - November 5, 1998
JOSEPH CHARLES & ASSOC., INC.
BD
CRD#: 3949
BOCA RATON, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/22/2020)
RR
Alaska(7/20/2020)
RR
Arizona(8/20/2020)
RR
Arkansas(8/10/2020)
RR
California(5/18/2020)
RR
Colorado(5/17/2020)
RR
Connecticut(7/7/2020)
RR
Delaware(9/17/2020)
RR
District of Columbia(6/23/2020)
RR
Georgia(5/18/2020)
RR
Hawaii(7/17/2020)
RR
Idaho(6/11/2020)
RR
Illinois(8/12/2020)
RR
Indiana(8/20/2020)
RR
Iowa(5/27/2020)
RR
Kansas(5/21/2020)
RR
Kentucky(6/24/2020)
RR
Louisiana(9/17/2020)
RR
Maine(6/5/2020)
RR
Maryland(5/18/2020)
RR
Minnesota(2/1/2023)
RR
Mississippi(9/16/2020)
RR
Missouri(7/28/2020)
RR
Montana(5/20/2020)
RR
Nebraska(7/24/2020)
RR
Nevada(3/11/2021)
RR
New Hampshire(7/27/2020)
RR
New Jersey(7/29/2020)
RR
New Mexico(9/17/2020)
RR
New York(7/17/2020)
RR
North Carolina(5/18/2020)
RR
North Dakota(7/21/2020)
RR
Ohio(5/15/2020)
RR
Oklahoma(7/17/2020)
RR
Oregon(5/26/2020)
RR
Pennsylvania(5/18/2020)
RR
Puerto Rico(5/19/2020)
RR
Rhode Island(6/22/2020)
RR
South Carolina(7/22/2020)
RR
South Dakota(7/27/2020)
RR
Tennessee(7/8/2020)
RR
Texas(6/11/2020)
RR
Utah(5/18/2020)
RR
Vermont(7/24/2020)
RR
Virgin Islands(6/11/2020)
RR
Virginia(7/15/2020)
RR
Washington(9/16/2020)
RR
West Virginia(7/21/2020)
RR
Wisconsin(5/18/2020)
RR
Wyoming(9/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 11/1/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/2/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
Current Firm
VC
VELOCITY CLEARING, LLC
GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION
CRD#: 126588 / SEC#: , 8-65894
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Mailing Address
1301 Route 36 Suite 103, Hazlet, NJ 07730
Phone number
(201) 706-7157
Established
Delaware since 06/11/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VCT HOLDINGS, LLC | SOLE MEMBER | |
| BRACERO, FRANK WILLIAM | CHIEF FINANCIAL OFFICER/FINOP | 2178318 |
| CALICE, ROBERT PEER | CHIEF OPERATIONS OFFICER | 2759949 |
| LOGAN, MICHAEL JAMES | CHIEF EXECUTIVE OFFICER | 5763098 |
| PRATNICKI, GREG | CHIEF COMPLIANCE OFFICER | 2409187 |
| ROBERTS, RALSTON PERMAR | CO-PRESIDENT | 2526147 |
| SCHAEFFER, BRIAN KEITH | CO PRESIDENT | 3063403 |
Disclosures
| Regulatory Event | 19 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
